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John W. Malloy

LPl Financial LLC

Akron, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-12-14
  • OH RA
    APPROVED
    Since 2017-12-14

Branch Locations

571 E Turkeyfoot Lake Rd Suite F, Akron, OH 44319 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Akron OH 10/2012 Present
Stratos Wealth Partners, Ltd Akron OH 10/2012 12/2017
Previous Registrations
Other Businesses

1. 1/9/2018 - Malloy Wealth Management LLC - DBA: Malloy Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2018 - 200 Hours Per Month/130 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-27
  • S66 Uniform Combined State Law Examination
    2007-11-27

View on SEC IAPD

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