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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Douglas County Sheriff | Castle Rock | CO | 06/2002 | 05/2018 |
| Unemployed | Castle Pine | CO | 05/2018 | 09/2018 |
| Autonation Subaru | Centennial | CO | 09/2018 | 02/2019 |
| State Of Colorado | Lakewood | CO | 02/2019 | 07/2019 |
| Unemployed | Castle Pine | CO | 07/2019 | 08/2019 |
| Outlets At Castle Rock | Castle Rock | CO | 08/2019 | 04/2021 |
| Prime Ops (Caskin) | Tacoma | WA | 12/2019 | 07/2021 |
| King Soopers | Castle Rock | CO | 03/2020 | 07/2022 |
| Securitas | Westport | CT | 04/2021 | 04/2022 |
| Incidentclear | Arvada | CO | 04/2022 | 01/2023 |
| Unemployed | Castle Rock | CO | 01/2023 | 03/2023 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2023-10-25 |
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