Jenieza Alvarez Alston

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-02
CO	RA	APPROVED	2025-01-02
FL	RA	APPROVED	2025-01-02
KY	RA	APPROVED	2025-01-02
MD	RA	APPROVED	2025-01-02
MI	RA	APPROVED	2025-01-02
NV	RA	APPROVED	2025-01-02
NJ	RA	APPROVED	2025-01-02
SC	RA	APPROVED	2025-01-02
AL	RA	APPROVED	2021-07-21
AK	RA	APPROVED	2021-07-21
CT	RA	APPROVED	2021-07-21
GA	RA	APPROVED	2021-07-21
NC	RA	APPROVED	2021-07-21
PA	RA	APPROVED	2021-07-21
TX	RA	APPROVED_RES	2021-07-21
VA	RA	APPROVED	2021-07-21

CA RA
APPROVED

Since 2025-01-02
CO RA
APPROVED

Since 2025-01-02
FL RA
APPROVED

Since 2025-01-02
KY RA
APPROVED

Since 2025-01-02
MD RA
APPROVED

Since 2025-01-02
MI RA
APPROVED

Since 2025-01-02
NV RA
APPROVED

Since 2025-01-02
NJ RA
APPROVED

Since 2025-01-02
SC RA
APPROVED

Since 2025-01-02
AL RA
APPROVED

Since 2021-07-21
AK RA
APPROVED

Since 2021-07-21
CT RA
APPROVED

Since 2021-07-21
GA RA
APPROVED

Since 2021-07-21
NC RA
APPROVED

Since 2021-07-21
PA RA
APPROVED

Since 2021-07-21
TX RA
APPROVED_RES

Since 2021-07-21
VA RA
APPROVED

Since 2021-07-21

Branch Locations

555 Belaire Ave Ste 210, Chesapeake, VA 23320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Allston Alvarez & Associates	Virginia Beach	VA	04/2007	07/2021
Waddell & Reed, Inc	Virginia Beach	VA	10/2007	07/2021
Various Insurance Carriers For W&R Insurance Agencies	Virginia Beach	VA	01/2008	07/2021
Asian And American Business Network	Virginia Beach	VA	12/2008	07/2021
Ema Graphics	Virginia Beach	VA	01/2004	07/2021
Financial Planning Association	Virginia Beach	VA	10/2014	07/2021
Noel Martin	Virginia Beach	VA	01/2018	10/2019
Elmer Ramiscal	Virginia Beach	VA	10/2019	07/2021
Lpl Financial Llc	Virginia Beach	VA	07/2021	Present

04/2007 → 07/2021

Allston Alvarez & Associates

Virginia Beach, VA
10/2007 → 07/2021

Waddell & Reed, Inc

Virginia Beach, VA
01/2008 → 07/2021

Various Insurance Carriers For W&R Insurance Agencies

Virginia Beach, VA
12/2008 → 07/2021

Asian And American Business Network

Virginia Beach, VA
01/2004 → 07/2021

Ema Graphics

Virginia Beach, VA
10/2014 → 07/2021

Financial Planning Association

Virginia Beach, VA
01/2018 → 10/2019

Noel Martin

Virginia Beach, VA
10/2019 → 07/2021

Elmer Ramiscal

Virginia Beach, VA
07/2021 → Present

Lpl Financial Llc

Virginia Beach, VA

Previous Registrations

2008-05-08 → 2021-07-21

Waddell & Reed

Virginia Beach, VA

Charleroi, PA

Virginia Beach, VA

Other Businesses

1- 1/2019 / DBA for LPL Business (entity for LPL business) / Ramiscal Equitan Advisors / 160 HR MNTH / Investment Related / Virginia Beach, VA 23452 2- 04/2007 / A ALSTON ALVAREZ & ASSOCIATES / Tax Prep/Accounting/CPA / 10 HR MNTH / Investment Related / Virginia Beach, VA 23456 3- 07/2021 / ERVIN ALSTON PROPERTY RENTAL / Real Estate Rental / 1504 ANTLER CIRCLE VIRGINIA BEACH VA 23464 / Investment Related / VIRGINIA BEACH VA 23464 4- 01/2004 / EMA GRAPHICS / Other / 2 HR MNTH / Non Investment Related / VIRGINIA BEACH VR 23456 5- 06/2021 / REGENT UNIVERSITY ALUMNI SOCIETY-HAMPRON ROADS CHAPTER-CO CHAIR-NON PROFIT MEMBER / Other / 4 HR MNTH / Non Investment Related / VIRGINIA BEACH VA 23464

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-05-07
S63	Uniform Securities Agent State Law Examination	2008-01-22

S65 Uniform Investment Adviser Law Examination

2008-05-07
S63 Uniform Securities Agent State Law Examination

2008-01-22

Other Names

Jenieza Alvarez
Jenieza Capati
Jenieza Alston

View on SEC IAPD