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Scott Sterrett

LPl Financial LLC

Richmond, VA

Mechanicsville, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-07
VA RA APPROVED 2026-04-06
  • TX RA
    APPROVED_RES
    Since 2026-04-07
  • VA RA
    APPROVED
    Since 2026-04-06

Branch Locations

2100 E Cary St, Ste 203, Richmond, VA 23223 • United States

Mechanicsville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Bank Richmond VA 06/2015 11/2022
Suntrust Advisory Services Richmond VA 06/2016 07/2018
Suntrust Advisory Services, Inc Atlanta GA 07/2018 11/2022
Truist Advisory Services Inc. Richmond VA 11/2022 02/2026
Truist Investment Services Inc Richmond VA 11/2022 12/2025
Lpl Financial Llc Richmond VA 04/2026 Present
  • 06/2015 → 11/2022
    Suntrust Bank
    Richmond, VA
  • 06/2016 → 07/2018
    Suntrust Advisory Services
    Richmond, VA
  • 07/2018 → 11/2022
    Suntrust Advisory Services, Inc
    Atlanta, GA
  • 11/2022 → 02/2026
    Truist Advisory Services Inc.
    Richmond, VA
  • 11/2022 → 12/2025
    Truist Investment Services Inc
    Richmond, VA
  • 04/2026 → Present
    Lpl Financial Llc
    Richmond, VA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-12-22
S65 Uniform Investment Adviser Law Examination 2016-07-21
  • S63 Uniform Securities Agent State Law Examination
    2022-12-22
  • S65 Uniform Investment Adviser Law Examination
    2016-07-21
Other Names
  • Scott A Sterrett

View on SEC IAPD

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Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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