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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-05
WI RA APPROVED 2008-01-02
  • TX RA
    APPROVED_RES
    Since 2022-08-05
  • WI RA
    APPROVED
    Since 2008-01-02

Branch Locations

20935 Swenson Dr, Waukesha, WI 53186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Waukesha WI 10/2007 Present
Thrivent Financial For Lutherans Appleton WI 11/2007 Present
Other Businesses

FLY FISHING GUIDE SERVICES POSITION: Guide NATURE: Fly fishing fuide services for auction with charitable fund raising events. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 05/01/1997 ADDRESS: 705 N Hartwell Ave, Waukesha WI 53186, United States DESCRIPTION: Provide guide services including breakfast and lunch, transportation and all necessary fishing equipment excluding waders and fishing licenses. CRUSH HOLDINGS, LLC POSITION: Co-owner NATURE: Ownership of the building at the address above for the purpose of crush Wine Bar occupancy. In addition there is an apartment above (2nd floor) and a potential space for lease below (basement). INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/02/2023 ADDRESS: 110 Main St, Mukwonago WI 53149, United States DESCRIPTION: My role is to ensure that all municipal relations are properly handled. CRUSH, LLC POSITION: Vice President and 50% Owner NATURE: Wine bar INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/13/2014 ADDRESS: 378 W. Main St., Waukesha WI 53186, United States DESCRIPTION: I am financial investor and hold a bartender's license but have no specific duties related to the day-to-day operation. ROTARY CLUB OF MUKWONAGO POSITION: President NATURE: President of the Rotary Club of Mukwonago. Leadership of a service organization. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2026 ADDRESS: PO Box 114, Mukwonago WI 53149, United States DESCRIPTION: Running the weekly meeting. Recruiting volunteer Board members to provide community service.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-04
S63 Uniform Securities Agent State Law Examination 2007-12-21
  • S65 Uniform Investment Adviser Law Examination
    2008-06-04
  • S63 Uniform Securities Agent State Law Examination
    2007-12-21

View on SEC IAPD

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