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Gerald Richard Gold

Wells Fargo Clearing Services, LLC

Tarpon Springs, FL

Houston, TX

CRD 5439652

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-23
  • TX RA
    APPROVED
    Since 2023-01-23

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

825 Town And Country Ln Ste 300, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Houston TX 10/2010 02/2018
Morgan Stanley Private Bank, N.A. Houston TX 10/2010 02/2018
Morgan Stanley Private Bank, N.A. Houston TX 02/2018 09/2022
Morgan Stanley Houston TX 02/2018 09/2022
Wells Fargo Clearing Services Houston TX 08/2022 Present
Wells Fargo Bank Houston TX 08/2022 Present
  • 10/2010 → 02/2018
    Morgan Stanley
    Houston, TX
  • 10/2010 → 02/2018
    Morgan Stanley Private Bank, N.A.
    Houston, TX
  • 02/2018 → 09/2022
    Morgan Stanley Private Bank, N.A.
    Houston, TX
  • 02/2018 → 09/2022
    Morgan Stanley
    Houston, TX
  • 08/2022 → Present
    Wells Fargo Clearing Services
    Houston, TX
  • 08/2022 → Present
    Wells Fargo Bank
    Houston, TX
Other Businesses

RENTAL PROPERTY; INV. RELATED; COTTON WOOD SHORES, TX; 100% OWNERSHIP; START DATE 10/31/2022; 0 HRS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-21
S63 Uniform Securities Agent State Law Examination 2007-11-15
  • S66 Uniform Combined State Law Examination
    2023-01-21
  • S63 Uniform Securities Agent State Law Examination
    2007-11-15
Other Names
  • Gerald Richard Gold
  • Gerald Richard Gold

View on SEC IAPD

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