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Michael Harrison Brooks

Perfetta Capital, LLC

Gainesville, GA

CRD 5439554

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Employer firm

Perfetta Capital, LLC CRD 331779

$46.8M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Perfetta Capital, Llc

Gainesville, GA • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-25
TX RA APPROVED_RES 2025-03-03
GA RA APPROVED 2024-07-12
  • NC RA
    APPROVED
    Since 2025-03-25
  • TX RA
    APPROVED_RES
    Since 2025-03-03
  • GA RA
    APPROVED
    Since 2024-07-12

Branch Locations

Gainesville, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sentara Capital Llc Marietta GA 01/2012 06/2024
Perfetta Capital, Llc Atlanta GA 06/2024 Present
  • 01/2012 → 06/2024
    Sentara Capital Llc
    Marietta, GA
  • 06/2024 → Present
    Perfetta Capital, Llc
    Atlanta, GA
Previous Registrations
  • 2012-05-08 → 2025-01-22
    Sentara Capital
    Marietta, GA
  • 2009-09-01 → 2012-12-31
    Resource Horizons Investment Advisory, Inc.
    Marietta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-23
  • S66 Uniform Combined State Law Examination
    2008-08-23
Other Names
  • Michael Brooks
  • Mike Brooks

View on SEC IAPD

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