Mignonne Marie Goldberg

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-07-25
AZ	RA	APPROVED	2015-03-11

TX RA
APPROVED_RES

Since 2019-07-25
AZ RA
APPROVED

Since 2015-03-11

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Scottsdale	AZ	11/2014	Present
Morgan Stanley Private Bank, N.A	New York	NY	08/2026	Present

11/2014 → Present

Morgan Stanley

Scottsdale, AZ
08/2026 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Other Businesses

*530510 - Junior Achievement USA.; Investment related: No; Colorado Springs, Colorado; Education; Volunteer (proprietor, partner, officer, director, employee, trustee, agent); 11/2022; During business hours: 0; After business hours: 3.33; Volunteer to teach 5 sessions to the local public school kindergarten class

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-03-07
S63	Uniform Securities Agent State Law Examination	2007-11-27

S65 Uniform Investment Adviser Law Examination

2015-03-07
S63 Uniform Securities Agent State Law Examination

2007-11-27

Other Names

Mignonne Marie Mariner

View on SEC IAPD