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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-11
PA RA APPROVED 2010-06-29
CT RA APPROVED 2008-01-29
  • TX RA
    APPROVED_RES
    Since 2016-01-11
  • PA RA
    APPROVED
    Since 2010-06-29
  • CT RA
    APPROVED
    Since 2008-01-29

Branch Locations

96 S George St, York, PA 17401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated York PA 10/2007 Present
Bank Of America, N.A. York PA 04/2011 Present
Other Businesses

I* 1711267For profit or not for profit: Entity Charitable, Name of outside business organization: Rotary Club of York, PA, Investment related: no,Address of business: York, PA, 17401Nature of business: Charitable Organization, Position, title, association: Committee, Start date of relationship: 07/01/2024Number of hours devoted: 20 yearly, Number of hours devoted during trading hours: 10Duties: Help with decision making regarding annual budgeting and spending; work with the board to help make decisions at the board level regarding annual expenses and reporting. I*1905329, Entity Type, Name of OBA: Rental Property 1, Address: Ocean Pines, MD, 21811, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 07/03/2024, No Hours: 15hrs/Annually, No Hours during trading: 0, Duties: I*2670316, Entity Type: Entity For Profit, Name of OBA: Beej Holdings, LLC, Address: York, Pennsylvania, 17402, Investment Related: N, Position, Title, Association: ["Owner"], Employee State Date: 07/31/2025, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: LLC created to hold personal real estate investments for my wife and myself. Own and manage all activity as it relates to cash flows, distributions, bill payment and taxes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-25
  • S66 Uniform Combined State Law Examination
    2008-01-25

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