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Eric Michael Rigby

Osaic Wealth, Inc.

New Orleans, LA

CRD 5439474

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-01-19
  • LA RA
    APPROVED
    Since 2024-01-19

Branch Locations

715 Girod St #200, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rigby Group New Orleans LA 01/1994 Present
Osaic Wealth, Inc. New Orleans LA 01/2024 Present
  • 01/1994 → Present
    Rigby Group
    New Orleans, LA
  • 01/2024 → Present
    New Orleans, LA
Previous Registrations
  • 2008-03-10 → 2024-01-19
    Woodbury Financial Services, Inc.
    New Orleans, LA
    New Orleans, LA
    Mckinney, TX
Other Businesses

1) ERIC M RIGBY; NONINV RELATED; 715 GIROD ST STE 200 NEW ORLEANS,LA; INS PRODUCTS; PRINCIPAL; 01/06/2008; 50HR/MON; 30HR/MON; INS PRODUCTS 2) RIGBY FINANCIAL GROUP POSITION: Owner NATURE: S Corp INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 6 START DATE: 01/01/1997 ADDRESS: 715 Girod St Ste 200, STE 200, New Orleans LA 70130-3505, United States DESCRIPTION: CPA Firm 3) 715 GIROD LLC POSITION: Partner NATURE: Rental of Office Building INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2017 ADDRESS: 715 Girod Street, Suite 200, Apartment or Suite Number, Suite 200, New Orleans LA 70130, United States DESCRIPTION: Owner operator of commerical building

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-11-13
S65 Uniform Investment Adviser Law Examination 1999-10-15
  • S63 Uniform Securities Agent State Law Examination
    2008-11-13
  • S65 Uniform Investment Adviser Law Examination
    1999-10-15

View on SEC IAPD

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