Balaji Rao

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → 07/2021
  Waddell & Reed Inc
  Irvine, CA
• 12/2008 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies, Inc.
  Tustin, CA
• 03/2013 → 05/2018
  University Of California, Irvine
  Irvine, CA
• 04/2004 → Present
  Balaji & Gayatri Rao Revocable Trust
  Tustin, CA
• 08/2016 → 09/2016
  Rotary Club Of Irvine
  Irvine, CA
• 07/2018 → 06/2019
  Irvine Rotary
  East Irvine, CA
• 02/2011 → 12/2018
  Bng America
  Tustin, CA
• 07/2020 → 06/2024
  Irvine Rotary Club
  Irvine, CA
• 03/2021 → Present
  Bng Wealth Advisors
  Irvine, CA
• 07/2021 → Present
  Lpl Financial Llc
  Irvine, CA

Previous Registrations

• 2008-10-20 → 2021-07-21
  Waddell & Reed
  Irvine, CA
  Las Vegas, NV
  Irvine, CA

Other Businesses

1) 4/16/2021- BNG Wealth Advisors- DBA for LPL Business (entity for LPL business)- inv. related- Irvine CA- 160hrs/mth 2) 3/2005- Balaji & Gayatri Rao revocable trust- Real Estate Rental- co-owner- 171 Rockwood Irvine CA 92614, 2380 Hosp Way 340 Carlsbad CA 92008 - 1hr/mth 3) 3/2005- Balaji & Gayatri Rao revocable trust- Act in a Fiduciary Capacity- Trustee- inv. related- Tustin, CA- 0hrs/mth

Exams

• S66 Uniform Combined State Law Examination
  2008-10-17