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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-02-14
NC RA APPROVED 2018-02-14
OK RA APPROVED 2018-02-14
TX RA APPROVED 2018-02-14
  • MO RA
    APPROVED
    Since 2018-02-14
  • NC RA
    APPROVED
    Since 2018-02-14
  • OK RA
    APPROVED
    Since 2018-02-14
  • TX RA
    APPROVED
    Since 2018-02-14

Branch Locations

502 W Mt Vernon St, Nixa, MO 65714 • United States

1115 James F Epps Rd, Branson, MO 65616 • United States

18401 Business 13, Branson West, MO 65737 • United States

710 Birch Street, Hollister, MO 65672 • United States

400 South Business 65 Highway, Branson, MO 65616 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp Tampa FL 10/2007 Present
Lpl Financial Llc Springfield MO 02/2018 Present
  • 10/2007 → Present
    Invest Financial Corp
    Tampa, FL
  • 02/2018 → Present
    Springfield, MO
Previous Registrations
  • 2007-11-13 → 2018-02-14
    Invest Financial Corporation
    Springfield, MO
    Springfield, MO
Other Businesses

1. 02/14/2018 - INVESTOR SERVICES INSURANCE INC. - Investment Related - 238 MADISON ST, JEFFERSON CITY, MO - Non-Variable Insurance - Agent - Start Date 06/01/11 - 5 Hours Per Month/5 During Securities Trading. 2. 02/14/2018 - CENTRAL INVESTMENT ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-12
  • S66 Uniform Combined State Law Examination
    2007-11-12
Designations
Other Names
  • Sean Taylor

View on SEC IAPD

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