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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-26 |
| CT | RA | APPROVED | 2022-02-11 |
Branch Locations
28 State Street 26Th Floor, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | New York | NY | 12/2010 | 08/2021 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 11/2016 | 08/2021 |
| Morgan Stanley Smith Barney Llc | Boston | MA | 08/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-18 |
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