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Michael Riera

Wells Fargo Clearing Services, LLC

Florham Park, NJ

Short Hills, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-20
  • TX RA
    APPROVED_RES
    Since 2018-06-20

Branch Locations

216 Ridgedale Ave, Florham Park, NJ 07932 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Summit NJ 11/2007 Present
Wells Fargo Advisors Llc Florham Park NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Florham Park NJ 11/2016 Present
  • 11/2007 → Present
    Wachovia Bank, N.A.
    Summit, NJ
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Florham Park, NJ
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Florham Park, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-18
S63 Uniform Securities Agent State Law Examination 2008-01-17
  • S66 Uniform Combined State Law Examination
    2021-06-18
  • S63 Uniform Securities Agent State Law Examination
    2008-01-17

View on SEC IAPD

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Other Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · FLORHAM PARK, NJ

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