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Employer firm

Victory Capital Management Inc. CRD 106189

$283B regulatory AUM 9 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • MODEL PORTFOLIOS; RESEARCH SERVICES FOR A FEE TO CERTAIN NON-RELATED PERSONS

From the firm’s Form ADV. Read the guides:

Current Employers
Victory Capital Management Inc.

15935 La Cantera Pkwy, San Antonio, TX 78256 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-22
  • NY RA
    APPROVED
    Since 2026-07-22

Branch Locations

Port Washington, NY • United States

15935 La Cantera Pkwy, San Antonio, TX 78256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delaware Investments Philadelphia PA 01/2013 07/2026
Macquarie Investment Management Business Trust Philadelphia PA 04/2020 07/2026
Victory Capital Services, Inc. Port Washington NY 07/2026 Present
Victory Capital Management Inc. Port Washington NY 07/2026 Present
  • 01/2013 → 07/2026
    Delaware Investments
    Philadelphia, PA
  • 04/2020 → 07/2026
    Macquarie Investment Management Business Trust
    Philadelphia, PA
  • 07/2026 → Present
    Victory Capital Services, Inc.
    Port Washington, NY
  • 07/2026 → Present
    Port Washington, NY
Previous Registrations
  • 2020-04-20 → 2026-07-16
    Fort Washington, NY
    Philadelphia, PA
    Philadelphia, PA
    Fort Washington, NY
  • 2013-01-28 → 2020-04-20
    Delaware Capital Management Advisers, Inc
    Philadelphia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-16
S63 Uniform Securities Agent State Law Examination 2008-02-07
  • S65 Uniform Investment Adviser Law Examination
    2012-11-16
  • S63 Uniform Securities Agent State Law Examination
    2008-02-07
Other Names
  • Jim M. Brown

View on SEC IAPD

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