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50 High Street 4Th Floor, North Andover, MA 01845 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-03-16 |
Branch Locations
401 East Sonterra Boulevard Suite 375, San Antonio, TX 78258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | San Antonio | TX | 09/2006 | 03/2026 |
| Advisors Asset Management, Inc | Monument | CO | 10/2007 | 02/2026 |
| Northern Capital Securities Corporation | San Antonio | TX | 03/2026 | Present |
| Alamo Facility Services | San Antonio | TX | 05/2026 | Present |
1) NAME OF BUSINESS: Oak Meadow Home Owners Association address: 14330 Vantage Hill, San Antonio, Texas 78231 title: Landscape coordinator/ Covenant enforcement start: 6/06/2025 time: 40 hrs per month. Duties: Landscape - Help maintain common areas in the neighborhood, Covenant enforcement- Hand out citations to residents that violate the restrictive covenants. I will be a director in an HOA, the Board of Directors is elected by the membership and is responsible for making broad policy decisions and overseeing the association. Officers, such as President, Vice President, Secretary, and Treasurer, are appointed by the board and are responsible for carrying out the board's decisions and managing the day-to-day operations. Not securities investment related. 2) Alamo Facility Services, 1819 Mount Joy, San Antonio, TX 78232, Estimator, May 8, 2026, 20 hours per month, zero hours during security trading hours, duties are to survey commercial properties and provide estimates for services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-07 |
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