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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-04-29
  • NC RA
    APPROVED
    Since 2022-04-29

Branch Locations

360 Kingsley Park Drive Suite 100, Fort Mill, SC 29715 • United States

360 Kingsley Park Dr Ste 100, Fort Mill, SC 29715 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Curves For Women Indian Trail NC 11/2006 09/2018
Lpl Financial Llc Fort Mill SC 06/2010 04/2019
Infinex Investments, Inc. Meriden CT 04/2019 04/2022
Ming Entertainment Group Llc Irvine CA 12/2016 03/2020
Lpl Financial Fort Mill SC 04/2022 Present
Financial Resources Group Fort Mill SC 04/2022 11/2025
  • 11/2006 → 09/2018
    Curves For Women
    Indian Trail, NC
  • 06/2010 → 04/2019
    Fort Mill, SC
  • 04/2019 → 04/2022
    Infinex Investments, Inc.
    Meriden, CT
  • 12/2016 → 03/2020
    Ming Entertainment Group Llc
    Irvine, CA
  • 04/2022 → Present
    Lpl Financial
    Fort Mill, SC
  • 04/2022 → 11/2025
    Financial Resources Group
    Fort Mill, SC
Previous Registrations
Other Businesses

1) 4/2022 - DBA for LPL Business (entity for LPL business) - Financial Resources Investment Group - Investment Related - Fort Mill, SC 29715

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-01
S63 Uniform Securities Agent State Law Examination 2007-12-10
  • S66 Uniform Combined State Law Examination
    2014-07-01
  • S63 Uniform Securities Agent State Law Examination
    2007-12-10
Other Names
  • Adam Bohlen

View on SEC IAPD

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