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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-24
CA RA APPROVED 2007-11-30
  • TX RA
    APPROVED_RES
    Since 2013-05-24
  • CA RA
    APPROVED
    Since 2007-11-30

Branch Locations

11601 Blocker Dr, Auburn, CA 95603 • United States

Rocklin, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Managment Inc Auburn CA 10/2007 Present
Thrivent Financial For Lutherans Appleton WI 10/2007 Present
  • 10/2007 → Present
    Thrivent Investment Managment Inc
    Auburn, CA
  • 10/2007 → Present
    Thrivent Financial For Lutherans
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-29
  • S66 Uniform Combined State Law Examination
    2007-11-29

View on SEC IAPD

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