Best Investors Account Sign in

Michael William Anderson

Cetera Investment Advisers LLC

Dallas, TX

Frisco, TX

CRD 5437863

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

3030 Lbj Fwy Ste 1450, Dallas, TX 75234 • United States

Frisco, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. St. Paul MN 10/2007 12/2017
Minnesota Life Insurance Company St. Paul MN 10/2007 12/2017
Midland Retirement Distributors West Des Moines IA 12/2017 04/2019
Sammons Financial Network West Des Moines IA 01/2018 04/2019
Minnesota Life Insurance Company St Paul MN 05/2019 08/2023
Securian Financial Services Inc. St Paul MN 05/2019 08/2023
Martin Financial Mfg Llc Dallas TX 05/2019 Present
Cetera Wealth Services, Llc Dallas TX 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Waam, Llc Dba Three Embers Grappling Academy Waam, Llc Dba Three Embers Grappling Academy TX 04/2024 Present
  • 10/2007 → 12/2017
    Securian Financial Services, Inc.
    St. Paul, MN
  • 10/2007 → 12/2017
    Minnesota Life Insurance Company
    St. Paul, MN
  • 12/2017 → 04/2019
    Midland Retirement Distributors
    West Des Moines, IA
  • 01/2018 → 04/2019
    Sammons Financial Network
    West Des Moines, IA
  • 05/2019 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 05/2019 → 08/2023
    Securian Financial Services Inc.
    St Paul, MN
  • 05/2019 → Present
    Martin Financial Mfg Llc
    Dallas, TX
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Dallas, TX
  • 08/2023 → Present
    Schaumburg, IL
  • 04/2024 → Present
    Waam, Llc Dba Three Embers Grappling Academy
    Waam, Llc Dba Three Embers Grappling Academy, TX
Previous Registrations
  • 2019-06-19 → 2023-08-10
    Securian Financial Services, Inc.
    Dallas, TX
    St. Paul, MN
Other Businesses

1. MARTIN FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2019 ADDRESS: , Dallas TX , United States DESCRIPTION: Agent/Broker 2. NAME OF OTHER BUSINESS: WAAM, LLC DBA THREE EMBERS GRAPPLING ACADEMY; INVESTMENT RELATED: NO; ADDRESS: 320 INDUSTRIAL BLVD, STE 206, MCKINNEY, TX 75069; NATURE OF BUSINESS: MARTIAL ARTS GYM; START DATE: 4/2024 POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COACH FOR JIU JITSU AND FITNESS CLASSES; 3. JIU JITSU COACHING POSITION: Volunteer NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 11/19/2019 ADDRESS: 320 Industrial Blvd, Unit 204, McKinney TX 75069, United States DESCRIPTION: Volunteer coach for Jiu Jitsu and fitness classes. 4. WE DEFY FOUNDATION POSITION: Volunteer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 11/25/2019 ADDRESS: 320 Industrial Blvd, Suite 204, McKinney TX 75069, United States DESCRIPTION: Treasurer for a non-profit foundation benefiting combat disabled veterans.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-10
S63 Uniform Securities Agent State Law Examination 2007-11-05
  • S66 Uniform Combined State Law Examination
    2019-06-10
  • S63 Uniform Securities Agent State Law Examination
    2007-11-05

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Dallas, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor