Steven L. Kennedy

Current Employers

Employment History

• 03/2016 → Present
  Lpl Financial, Llc
  Albany, NY
• 03/2016 → Present
  Private Advisor Group, Llc
  Albany, NY

Previous Registrations

• 2013-07-02 → 2015-03-19
  Tiaa-Cref Individual & Institutional Services, Llc
  Latham, NY
• 2010-08-03 → 2013-05-14
  Goldman Sachs Wealth Services, L.P.
  Albany, NY
• 2009-04-07 → 2010-06-30
  Equitable Advisors, Llc
  Malta, NY

Other Businesses

1. 03/4/16-Albany Financial Group/Non-Variable Insurance/Permanent Life Insurance, Term Life Insurance, Fixed Annuities, Variable Annuities, Disability Insurance, Long Term Care Insurance. 1) Brian K. Adams & Associates 2) No 3) No/1%/80 Wolf Road, Suite 301 Albany, NY 12205 2. 03/4/16-Albany Financial Group/DBA for LPL Business (entity for LPL business)/1) No 2) No 3) No 4) No/100%/80 Wolf Road, Suite 301 Albany, NY 12205 3. 2/15/2023 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 01/05/2023 - 160 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 02/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/15/2023 - Private Advisor Group - DBA: Albany Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 01/05/2023 - 160 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 02/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 3/13/2023 - Albany Financial Holdings, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 01/31/2023 - 5 Hours Per Month/5 Hours During Securities Trading 6. 01/04/2024 - S. Kennedy Enterprises, LLC. - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 11/09/2023 - 0 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-02-01

Designations

Other Names

• Steven Kennedy