Brian A Premo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED	2010-03-26
CT	RA	APPROVED	2009-06-09

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED

Since 2010-03-26
CT RA
APPROVED

Since 2009-06-09

Branch Locations

One Bryant Park, New York, NY 10036 • United States

Baldwin Place, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner And Smith, Inc.	New York	NY	10/2008	Present
Bank Of America, N.A.	New York	NY	02/2013	Present

10/2008 → Present

Merrill Lynch, Pierce, Fenner And Smith, Inc.

New York, NY
02/2013 → Present

Bank Of America, N.A.

New York, NY

Other Businesses

I*2964265, Entity Type: , Name of OBA: The Preserve at Somers Home Owners Association, Address: Somers, New York, 10589, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 11/01/2025, No Hours: 6 Yearly, No Hours during Trading: 0 Yearly, Duties: Participate in annual board meetings. Plan various holiday activities/events for the neighborhood. Discuss HOA rules affecting the community. HOA board for my neighborhood. I would simply be a member of the board for community purposes and I would not take any financial role or advise on investment decisions. I*3215267 Entity Type: Entity Charitable Name of OBA: Make-A-Wish Metro New York Address: New York, New York, 10019 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/01/2026 Number of Hours: 12, Yearly Number of Hours during trading: 0, Yearly Duties: Make-A-Wish helps support children with critical illnesses by granting wishes for those children. I would be joining as a member of the Junior Board for the Metro NY chapter. There is an expectation that I interact with wish kids and their families, serving as a liaison between them and the organization. There is also a financial commitment in terms of annual donations.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-06-06

S66 Uniform Combined State Law Examination

2009-06-06

Other Names

Brian A Premo
Brian Alexander Premo

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