Benjamin Wells

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2023-10-24
MD	RA	APPROVED	2009-12-21

SC RA
APPROVED

Since 2023-10-24
MD RA
APPROVED

Since 2009-12-21

Branch Locations

500 East Pratt Street, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Baltimore	MD	10/2007	Present

10/2007 → Present

Ubs Financial Services

Baltimore, MD

Other Businesses

Society of Cincinnati of Maryland,United States,"Society of Cincinnati of Maryland 52-6051028"Charity,EDUCATE THE PUBLIC ON THE HISTORY OF THE AMERICAN REVOLUTION AND MARYLAND'S ROLE IN IT.,Advisor or advisory group member if advice given may influence an officer/boardpotential nomination to Audit Committee in charge or auditing/reviewing of money through the organization (donations, expenses, costs etc.), Start date -1/1/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-18

S66 Uniform Combined State Law Examination

2009-12-18

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews