Terry Gordy

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → Present
  Pepperdine University
  Pasadena, CA
• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  South Pasadena, CA
• 09/2023 → Present
  Osaic Wealth, Inc.
  Hollywood, CA

Previous Registrations

• 2010-04-16 → 2023-09-01
  Osaic Services, Inc.
  West Covina, CA
  Hollywood, CA

Other Businesses

INDEPENDENT CAPITAL MANAGEMENT CORP.;INV REL,625 S FAIROAKS AVE STE 290,S PASADENA, CA. 91030;CORP/INS;INS AGENT;10/11/07;80/4;SALES INDEPENDENT CAPITAL MANAGEMENT CORP;INV REL; 625 S FAIROAKS AVE STE 290, CORP;EMPLOYEE,10/11/07;160/8;OFFICE SVC; INDEPENDENT CAPITAL MANAGEMENT LENDING;INV REL;625 S FAIROAKS AVE STE 290 S PASADENA, CA 91030;CORP/MTG BROKERAGE;AGENT;10/11/07;40/2;MTG LOAN REFERRAL; CITADEL;INV REL;625 S FAIROAKS AVE STE 290 S PASADENA, CA 91030;TRUST SVC;CERT LEGAL ASST;10/11/07;20/1;ASST TRUST PREP NESTLE CORPORATION; NOT INVESTMENT RELATED; 800 N. BRAND BLVD. GLENDALE, CA; START DATE 01/17/2013; APPROX/MTHLY HRS 160; SEC/HRS 40; DEPLOYER- MY ROLE IS TO MOVE INVENTORY FROM NESTLE FACTORIES TO DISTRIBUTION CENTERS;

Exams

• S66 Uniform Combined State Law Examination
  2009-04-28
• S63 Uniform Securities Agent State Law Examination
  2008-02-13

Other Names

• Terry James Gordy