Vincent Michael Fike

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2005 → 01/2018
  Grosvenor Capital Management
  Chicago, IL
• 01/2018 → 01/2020
  Unemployed
  Chicago, IL
• 01/2020 → 03/2020
  Ehlert Financial Group
  Lincolnshire, IL
• 03/2020 → 04/2021
  Unemployed
  Chicago, IL
• 04/2021 → 01/2025
  Wintrust Investments, Llc
  Chicago, IL
• 01/2025 → Present
  Lpl Financial Llc
  Chicago, IL

Previous Registrations

• 2022-01-11 → 2025-01-23
  Wintrust Investments Llc
  Chicago, IL

Other Businesses

1- 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 04/12/2021- 176 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2022-01-10
• S63 Uniform Securities Agent State Law Examination
  2007-12-18