Dorothy Lesak Korbel

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 11/2015 → 04/2021
  Bank Of America/U.S. Trust
  Chicago, IL
• 06/2022 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

Name of the other businessLyric Opera Planned Giving Advisory Council Whether the business is investment-relatedNo Address of the other businessChicago, IL 60606 Nature of the other businessCouncil to help advise the Lyric Opera on how to increase donations to them Your positionMember Title, or relationship with the other businessN/A Start date of your relationship2018 Approximate number of hours/month you devote to the other business2-4 hours per year Number of hours you devote to the other business during securities trading hoursN/A Briefly describe your duties relating to the other businessVoluntary member of the council; participate in bi-annual meetings Name of the other businessEva D. Lesak Irrev Disc Supp Care Pay Back Trust Whether the business is investment-relatedNo investments, but the trust has a checking and savings account that we administer Address of the other businessChicago, IL Nature of the other businessSpecial Needs Trust Your positionCo-trustee Title, or relationship with the other businessCo-trustee Start date of your relationship7/22/2006 Approximate number of hours/month you devote to the other business4-6 hours per year Number of hours you devote to the other business during securities trading hoursN/A Briefly describe your duties relating to the other businessI serve as a co-trustee for a Special Needs Trust FBO my Mother, Eva Lesak

Exams

• S66 Uniform Combined State Law Examination
  2024-09-16

Other Names

• Dorothy Barbara Lesak
• Dorothy Lesak
• Dorothy L Korbel
• Dorothy Barbara Korbel