Brett Dries

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2020 → 07/2022
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 12/2020 → 07/2022
  Northwestern Mutual Investment Services Llc
  Wellesley, MA
• 09/2007 → 12/2020
  New York Life
  Rockland, MA
• 01/2015 → 12/2020
  Eagle Strategies Llc
  Bridgewater, MA
• 10/2022 → Present
  Nylife Securities Llc
  Rockland,, MA
• 09/2022 → Present
  New York Life Insurance Company
  Rockland,, MA
• 10/2022 → Present
  Eagle Strategies Llc
  Hyannis, MA

Previous Registrations

• 2021-01-04 → 2022-07-14
  Northwestern Mutual Investment Services, Llc
  Plymouth, MA
  Wellesley, MA
  Wellesley, MA
  Plymouth, MA
• 2015-02-02 → 2020-11-30
  Eagle Strategies Llc
  Bridgewater, MA
  Roanoke, VA
  Rockland, MA
  Waltham, MA

Other Businesses

[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 1555 Iyannough Rd, Hyannis, MA 02601; Start Date 10/2022; Role/Title: Insurance Broker; Investment Related; 3 hours per month; 3 hours per month during securities trading hours]

Exams

• S66 Uniform Combined State Law Examination
  2014-12-29
• S63 Uniform Securities Agent State Law Examination
  2007-12-14

Other Names

• Brett Joshua Dries
• Brett J Dries