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James Richard Kaster

Edward Jones

Elizabethtown, KY

CRD 5436974

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-04
KY RA APPROVED 2016-02-19
  • TX RA
    APPROVED_RES
    Since 2019-01-04
  • KY RA
    APPROVED
    Since 2016-02-19

Branch Locations

910 N Dixie Hwy Suite 117, Elizabethtown, KY 42701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Twin Maples Llc Bardstown KY 10/2014 10/2022
Edward Jones St. Louis MO 10/2015 Present
  • 10/2014 → 10/2022
    Twin Maples Llc
    Bardstown, KY
  • 10/2015 → Present
    Edward Jones
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-30
S63 Uniform Securities Agent State Law Examination 2007-11-02
  • S66 Uniform Combined State Law Examination
    2015-12-30
  • S63 Uniform Securities Agent State Law Examination
    2007-11-02
Other Names
  • Jr Kaster
  • James R Kaster

View on SEC IAPD

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