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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-08
AL RA APPROVED 2026-04-07
VT RA APPROVED 2026-04-07
NJ RA APPROVED 2022-02-25
  • TX RA
    APPROVED_RES
    Since 2026-04-08
  • AL RA
    APPROVED
    Since 2026-04-07
  • VT RA
    APPROVED
    Since 2026-04-07
  • NJ RA
    APPROVED
    Since 2022-02-25

Branch Locations

3 University Plaza Suite 614, Hackensack, NJ 07601 • United States

Roselle, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Staten Island NY 10/2012 02/2020
Tiaa Hackensack NJ 02/2020 Present
Tiaa Cref Individual & Institutional Services, Llc Hackensack NJ 02/2020 Present
  • 10/2012 → 02/2020
    Staten Island, NY
  • 02/2020 → Present
    Tiaa
    Hackensack, NJ
  • 02/2020 → Present
    Tiaa Cref Individual & Institutional Services, Llc
    Hackensack, NJ
Previous Registrations
  • 2012-10-01 → 2020-02-13
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    Staten Island, NY
    New York, NY
  • 2012-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Staten Island, NY
Other Businesses

(1) 3632 SW 17TH ST LLC POSITION: Owner of home and single member of LLC NATURE: Real estate. My house at times will operate as a short term rental. The business purpose is for rental income INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2022 ADDRESS: 3632 SW 17th St, Fort Lauderdale FL 33312, United States DESCRIPTION: My house at times will operate as a short term rental. The business purpose is for rental income (2) MN LUXE DEVELOPMENTS LLC POSITION: MEMBER NATURE: THE PURPOSE OF THIS COMPANY IS TO ACQUIRE, RENOVATE, DEVELOP, LEASE, MANAGE, ANDSELL RESIDENTIAL AND COMMERCIAL REAL ESTATE AND TO ENGAGE IN ANY LAWFUL BUSINESSACTIVITY PERMITTED UNDER THE LAWS OF THE STATE OF NEW JERSEY. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/11/2026 ADDRESS: Home Address, ROSELLE NJ 07203, United States DESCRIPTION: PASSIVE MEMBER OF THE LLC. RESPONSIBILTES INCLUDE BASIC ADMIN OVERSIGHT SUCH AS MAINTAINING BUSINESS RECORDS, MANAGING FINANCES, AND REVIEWING BUSINESS ACTIVITES. THIS BUSINESS IS NOT RELATED TO MY EMPLOYMENT AND WILL BE CONDUCTED OUTSIDE OF MY EMPLOYEMENT HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-30
  • S66 Uniform Combined State Law Examination
    2012-04-30
Other Names
  • Erika M Crump
  • Erika M Maynard

View on SEC IAPD

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