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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-03-21
  • NC RA
    APPROVED
    Since 2024-03-21

Branch Locations

207 Coxe Avenue Studio 19, Asheville, NC 28801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Masters Private Client Group New York NY 03/2012 Present
Cetera Advisors Llc Denver CO 02/2015 Present
Dba Masters Prosports & Entertainment New York NY 11/2016 Present
Nfl Uk London 01/2022 Present
William Hill London 01/2022 08/2026
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 03/2012 → Present
    Masters Private Client Group
    New York, NY
  • 02/2015 → Present
    Cetera Advisors Llc
    Denver, CO
  • 11/2016 → Present
    Dba Masters Prosports & Entertainment
    New York, NY
  • 01/2022 → Present
    Nfl Uk
    London
  • 01/2022 → 08/2026
    William Hill
    London
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2013-03-12 → 2015-03-17
    Capital Guardian Wealth Management, Llc
    Miami, FL
    Long Beach, CA
  • 2010-01-28 → 2012-03-28
    Circle One Wealth Management, Llc
    Mount Pleasant, SC
Other Businesses

(1) DBA: MASTERS PRIVATE CLIENT GROUP LLC, INVESTMENT RELATED, 100 VILLAGE POINTE LANE, ASHVILLE, NC 28803, FINANCIAL PLANNING, START MARCH 2012, 40 HOURS PER WEEK - DURING TRADING HOURS, CO-OWNER, FINANCIAL ADVISOR. (2) NAME OF OTHER BUSINESS: DBA MASTERS PROSPORTS & ENTERTAINMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 11/10/2016; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 5 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS. (3) NAME OF OTHER BUSINESS: NATIONAL FOOTBALL LEAGUE INVESTMENT RELATED: NO ADDRESS: 30 PANTON ST LONDON SW1Y4AJ BUSINESS: FOOTBALL START DATE: 9/2017 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: COMMENTATOR BRIEF DESCRIPTION OF DUTIES: SPORTS TV AND REPORTING ; (4) NAME OF OTHER BUSINESS: NFL UK, INVESTMENT RELATED: NO, ADDRESS: 90 PANTON ST, LONDON, UK, NATURE OF BUSINESS: SPORTS MEDIA, START DATE:03/2022, POSITION/TITLE/RELATIONSHIP: COMMENTATOR, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: PRODUCE TV SHOWS, PODCASTS, LIVE COMMENTARY AND PERSONAL APPERANCES; (5) NAME OF OTHER BUSINESS: TL ENTERTAINMENT DBA BESPOKE, INVESTMENT RELATED: NO, ADDRESS: 9 LEIGH CT, BASCOMBE ST, BRIXTON, UK, NATURE OF BUSINESS: PUBLIC APPEARANCE, START DATE: 01/2022, POSITION/TITLE/RELATIONSHIP: ENDORSEMENTS AND ENTERTAINMENT, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: PROVIDE ENDORSEMENT AND ENTERTAINMENT FOR SELECTED ENTITIES THROUGH WILLIAM MORRIS; (6) NAME OF OTHER BUSINESS: BESPOKEPUBLICITY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SPORTS COMMENTATOR; START DATE: 06/18/2026; POSITION/TITLE/RELATIONSHIP: COMMENTATOR; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS:0; BRIEF DESCRIPTION OF DUTIES: SPOPRTS COMMENTATOR;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-10-28
S65 Uniform Investment Adviser Law Examination 2009-07-20
  • S63 Uniform Securities Agent State Law Examination
    2014-10-28
  • S65 Uniform Investment Adviser Law Examination
    2009-07-20

View on SEC IAPD

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