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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Business Advisors Inc. | Ossec | MN | 01/2004 | 11/2024 |
| Tax Advisors | Naples | FL | 01/2006 | 11/2024 |
| Avantax Investment Services, Inc. | Maple Grove | MN | 09/2007 | 09/2025 |
| Business Advisors Inc | Osseo | MN | 01/2003 | Present |
| Avantax Advisory Services | Maple Grove | MN | 12/2013 | 09/2025 |
| Asr Consulting Group | Golden Valley | MN | 01/2024 | Present |
| Asr Consulting Group | Golden Valley | MN | 01/2024 | Present |
| Cetera Wealth Services, Llc | Maple Grove | MN | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1)Prepaid Legal Services~'NIR'~317 Central Ave~Osseo~MN~55369~Multi-level/Network Marketing (Amway, etc.)~Owner/Sole Proprietor~3/5/2010~3hrs~0hrs~Sales- Prepaid legal services 2)ASR CONSULTING GROUP POSITION: Tax Manager NATURE: Accounting, bookkeeping and tax services. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2024 ADDRESS: 4254 Dahlberg Dr., Golden Valley MN 55422, United States DESCRIPTION: Prepare and review business, estate and personal tax returns. Prepare bookkeeping records. 3)RONALD AND JOANN AHO POSITION: Owners NATURE: Residential Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2024 ADDRESS: 7549 Becky Court, The Villages FL 55369, United States DESCRIPTION: Bookkeeping, taxes, general maintenance. Assist with booking guests. 4) Multi-level/Network Marketing (Amway, etc.); Multi-level/Network Marketing (Amway, etc.); NIR; 06/01/1997; Sell health products
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-12-13 |
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