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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-16 |
| NJ | RA | APPROVED | 2020-09-04 |
Branch Locations
200 Campus Dr Ste 150, Florham Park, NJ 07932-1007 • United States
Union, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bedminster | NJ | 11/2014 | 05/2018 |
| Signator Investors, Inc. | Livingston | NJ | 05/2018 | 11/2018 |
| Royal Alliance Associates, Inc. | Livingston | NJ | 11/2018 | 08/2020 |
| Ameriprise Financial Services, Llc | Florham Park | NJ | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-23 |
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