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40 Ne Loop 410 Suite 644, San Antonio, TX 78216 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-11-11 |
Branch Locations
40 Ne Loop 410 Suite 644, San Antonio, TX 78216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Antonio | TX | 09/2009 | Present |
| Texas Legacy Wealth Management | San Antonio | TX | 11/2011 | Present |
1. 12/18/2013: DBA ONLY - TEXAS LEGACY WEALTH MANAGEMENT - SAN ANTONIO, TX. 2. 12/19/2013: NON-VARIABLE INSURANCE - TLWM, LLC. DBA TEXAS LEGACY WEALTH MANAGEMENT - SELL FIXED INSURANCE AS AN AGENT OF TLWM, LLC DBA TEXAS LEGACY WEALTH MANAGEMENT. - TIME SPENT 5% - SAN ANTONIO, TX. 3. 12/30/2013: REGISTERED INVESTMENT ADVISOR - TEXAS LEGACY WEALTH MANAGEMENT - CONVERTING TO LPL'S HYBRID PLATFORM AND STARTING AN RIA TO PREFORM ADVISORY SERVICES. - HYBRID-TEXAS LEGACY WEALTH MANAGEMENT - TIME SPENT 90% - SAN ANTONIO, TX. 4. 2/2/2022 - TLWM, LLC - DBA: TLWM Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/28/2021 - 130 Hours Per Month/130 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-09-21 |
| S65 | Uniform Investment Adviser Law Examination | 2007-10-08 |
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