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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-09 |
| CO | RA | APPROVED | 2021-01-16 |
Branch Locations
1120 Washington Ave Suite 200, Golden, CO 80401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Henderson Global Investors | Golden | CO | 05/2008 | 05/2017 |
| Foreside Fund Services, Llc | Golden | CO | 05/2008 | 05/2017 |
| Nylife Securities Llc | Denver | CO | 12/2018 | Present |
| New York Life Insurance Company | Denver | CO | 11/2018 | Present |
| Unemployed | Golden | CO | 06/2017 | 09/2018 |
| Eagle Strategies Llc | Lakewood | CO | 01/2021 | Present |
[Western Pines LLC, 19488 W 55th Drive, Golden, CO, 80403, starting 12/2014. I own two rental properties that provide housing to tenants. I receive rental income as compensation. I spent 1 hour/month on this activity. I have 50% ownership with my wife, Kristina Christman] [Wildcat 36 Capital LLC; I am a member of an LLC which owns an apartment building in Akron, OH.; 13882 Lake Avenue Lakewood, OH 44107; Start Date 07/2023; Role/Title: Member; Not Investment Related; .5 hours per month; 0 hours per month during securities trading hours][Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products.; 1120 Washington Ave Suite 200 Golden, CO 80401; Start Date 09/2024; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours][Golden Civic Foundation; To support civic development and provided community and civic grants and small business loans with the help of our partnerships, donations, and volunteers.; 1301 ARAPAHOE STREET #305 Golden, CO 80401; Start Date 05/2022; Role/Title: Board Member; Not Investment Related; 6 hours per month; 4 hours per month during securities trading hours; president][Mirasol Brighton NWC; acquisition and development of approximately 76 acres at the northeast corner of I-76 and Bromley Lane in Brighton, Colorado.; 29025 Upper Bear Creek, Suite B Evergreen, CO 80439; Start Date 03/2026; Role/Title: Member; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; passive investor]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-26 |
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