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Employer firm

Hantz Financial Services, Inc. CRD 46047

$10.0B regulatory AUM 1,861 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hantz Financial Services, Inc.

26200 American Drive Fifth Floor, Southfield, MI 48034 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2011-02-02
  • MI RA
    APPROVED
    Since 2011-02-02

Branch Locations

2185 E. Pickard Suite A, Mt. Pleasant, MI 48858 • United States

228 West Washington St, Marquette, MI 49855 • United States

320 Ashmun Street, Sault Ste. Marie, MI 49783 • United States

625 South State Road, Davison, MI 48423 • United States

115 First St., Bay City, MI 48708 • United States

5360 Hampton Place, Saginaw, MI 48604 • United States

2205 Ridgewood Drive, Midland, MI 48642 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hantz Financial Services, Inc. Midland MI 03/2000 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-07-28
  • S63 Uniform Securities Agent State Law Examination
    2000-07-28
Designations
  • Certified Financial Planner

View on SEC IAPD

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