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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-17 |
| MN | RA | APPROVED | 2023-12-01 |
| NY | RA | APPROVED | 2023-12-01 |
Branch Locations
1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States
Golden Valley, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 10/2007 | 10/2023 |
| Ameriprise Financial Services, Llc | Hauppauge | NY | 11/2023 | Present |
Board of Directors; Golden Valley Little League; Secretary; 1435 Florida Ave N., , Golden Valley, MN, 55427; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-11-19 |
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