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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2010-08-16
  • AZ RA
    APPROVED
    Since 2010-08-16

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Waddell, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwn Securities Inc. Palm Beach Gardens FL 08/2010 Present
Previous Registrations
Other Businesses

"MUSTARD SEED VENTURES", GLENDALE, AZ 85036; NOT INVESTMENT RELATED; REAL ESTATE MANAGEMENT SINCE 2003; 4 HOURS PER MONTH LIVING WELL NOW, LLC, PARTNER, STARTED 6/1/2008, BOARD MEMBER,12806 W. MAYA WAY,PEORIA, AZ 85383 SELECTIVE SERVICE BOARD POSITION: BOARD MEMBER NATURE: SERVING ON LOCAL SELECTIVE SERVICE BOARD POSITION IN AREA OFFICE 4 ON LOCAL BOARD 10 - THAT WILL ONLY BE CALLED INTO SERVICE IF THE US DEPARTMENT OF DEFENSE (ET.AL.) BEGINS A DRAFT. INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 10/19/2011 ADDRESS: 3410 QUEBEC STREET, DENVER CO 80207 LAHMAN FINANCIAL SERVICES, LLC POSITION: OWNER/AGENT NATURE: INSURANCE SERVICES, SPECIFICALLY, LIFE INSURANCE, HEALTH INSURANCE, FIXED ANNUITIES AND FIXED-INDEXED ANNUITIES. INVESTMENT RELATED: YES NUMBER OF HOURS: 32 INVESTMENT RELATED HOURS: 16 START DATE: 03/05/2007 LAHMAN HERITAGE FARM, LLC POSITION: Managing Member NATURE: Agriculture: corn and soybean production in Northern Illinois INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2014 ADDRESS: 12806 W Maya Way, Peoria AZ 85383 DESCRIPTION: I keep in phone and email contact with Hertz Farm Management with regard to any matters relevant to the farm.I pay taxes twice each year.I pay farm liability insurance each year. DOINGGRIEF.ORG Is Not Investment Related, "10314 W. Sierra Dawn Drive, SUN CITY, AZ, 85351, United States", 501C3 non-profit, Board Member, 11/1/2025, 1 hours per month, 0 hours per month during trading hours, No Compensation Compensation, I am a volunteer board member with DoingGrief.org

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-19
S63 Uniform Securities Agent State Law Examination 2001-06-01
  • S65 Uniform Investment Adviser Law Examination
    2009-06-19
  • S63 Uniform Securities Agent State Law Examination
    2001-06-01

View on SEC IAPD

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