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Matthew Sexton

LPl Financial LLC

Whitinsville, MA

Whitinsville, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-12-15
  • MA RA
    APPROVED
    Since 2021-12-15

Branch Locations

49 Church St, Whitinsville, MA 01588 • United States

49 Church St, Whitinsville, MA 01588 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Bank Worcester MA 01/2016 12/2019
Infinex Investments, Inc. Meriden CT 01/2016 12/2019
Peoples United Bank Worcester MA 12/2019 11/2021
People's Securities, Inc. Worcester MA 12/2019 11/2021
Lpl Financial Llc Worcester MA 12/2021 Present
Unibank For Savings Worcester MA 12/2021 Present
  • 01/2016 → 12/2019
    United Bank
    Worcester, MA
  • 01/2016 → 12/2019
    Infinex Investments, Inc.
    Meriden, CT
  • 12/2019 → 11/2021
    Peoples United Bank
    Worcester, MA
  • 12/2019 → 11/2021
    People's Securities, Inc.
    Worcester, MA
  • 12/2021 → Present
    Lpl Financial Llc
    Worcester, MA
  • 12/2021 → Present
    Unibank For Savings
    Worcester, MA
Previous Registrations
  • 2021-03-11 → 2021-10-29
    People'S United Advisors, Inc.
    Worcester, MA
    Wilmington, DE
Other Businesses

1)12/2021- UniVest Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- Worcester, MA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-22
S63 Uniform Securities Agent State Law Examination 2008-06-17
  • S65 Uniform Investment Adviser Law Examination
    2021-02-22
  • S63 Uniform Securities Agent State Law Examination
    2008-06-17
Other Names
  • Matthew Sexton
  • Matthew Ottaviani Sexton

View on SEC IAPD

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