Melvin Maurice Mccord

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-01-28
NC	RA	APPROVED	2010-04-08

TX RA
APPROVED_RES

Since 2021-01-28
NC RA
APPROVED

Since 2010-04-08

Branch Locations

100 North Main Street Suite 2500, Winston-Salem, NC 27101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney, Llc	Winston-Salem	NC	03/2010	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

03/2010 → Present

Morgan Stanley Smith Barney, Llc

Winston-Salem, NC
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2008-09-09 → 2010-04-14

Transamerica Financial Advisors, Llc

Richmond, VA

Greensboro, NC
2007-12-17 → 2008-09-08

Ameriprise Financial Services, Llc

Winston Salem, NC

Other Businesses

1)SIGNATURE WEALTH MANAGEMENT, INC. (DBA NAME), 3300 BATTLEGROUND AVE, STE 430, GREENSBORO, NC, START 09/08, INDEPENDENT CONTRACTOR, INV-RELATED, SELL LIFE, HEALTH, LTC, MEDICARE INS, 40 HRS/MO, 30 HRS/MO DURING TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-14

S66 Uniform Combined State Law Examination

2007-12-14

Other Names

M. Maurice Mccord
Melvin Maurice Mccord Iii
Melvin Maurice Mccord
Melvin Maurice Mccord Iii

View on SEC IAPD