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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| NE | RA | APPROVED | 2007-12-21 |
Branch Locations
12910 Pierce St. Suite 300, Omaha, NE 68144-1106 • United States
Omaha, NE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Omaha | NE | 03/2008 | Present |
| City National Bank | Omaha | NE | 04/2019 | Present |
(1) WESTSIDE COMMUNITY SCHOOLS FOUNDATION; ADDRESS: 9090 S 76TH ST OMAHA, NE 68114; BUSINESS DESCRIPTION: FOUNDATION; NOT INVESTMENT RELATED; START DATE: 07/02/2012; CAPACITY: DIRECTOR; DUTIES: ATTEND AND PARTICIPATE IN QUARTERLY MEETINGS; HOURS DEVOTED PER WEEK: LESS THAN 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NAME OF ENTITY: Prairie Desert Holdings, LLC ADDRESS: 7820 Jackson St Omaha Nebraska 68124 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 30/05/2025 CAPACITY: Owner DUTIES: Formed an LLC with my sister Allyson Baffert to hold my dad's second home in AZ when his life ends. No other assets or activity is planned for this company. LLC is a Nebraska entity. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-19 |
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