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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-25 |
| TX | RA | APPROVED | 2022-08-25 |
Branch Locations
3 Park Plz, Floor 8, Irvine, CA 92614 • United States
3 Park Plaza Floor 8, Irvine, CA 92614 • United States
102 N Glassell St, Orange, CA 92866 • United States
225 N. Tustin Ave, Orange, CA 92867 • United States
4820 Irvine Blvd, Irvine, CA 92620 • United States
615 E. 1 St, Tustin, CA 92780 • United States
6460 Irvine Blvd, Irvine, CA 92620 • United States
18511 E. Chapman Ave., Orange, CA 92869 • United States
13128 Jamboree Rd, Irvine, CA 92602 • United States
1344 N. Tustin Street, Orange, CA 92867 • United States
11922 Brookhurst Street, Garden Grove, CA 92840 • United States
910 S. Brookhurst Street, Anaheim, CA 92804 • United States
17771 Santiago Blvd, Villa Park, CA 92861 • United States
1300 N. Main Street, Santa Ana, CA 92701 • United States
12851 Harbor Blvd., Garden Grove, CA 92840 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Los Angeles | CA | 10/2016 | 04/2018 |
| Bank Of America, N.A. | Hacienda Heights | CA | 10/2011 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 04/2018 | 08/2022 |
| Bank Of America, N.A. | Newport Beach | CA | 04/2018 | 08/2022 |
| J.P. Morgan Securities Llc | Santa Ana | CA | 08/2022 | Present |
| Jpmorgan Chase Bank, N.A | Los Angeles | CA | 10/2016 | 04/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-11 |
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