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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-06 |
| VI | RA | APPROVED | 2017-04-18 |
| TX | RA | APPROVED_RES | 2017-03-30 |
Branch Locations
455 Patroon Creek Blvd. Suite 200, Albany, NY 12206-5011 • United States
18 Division Street Suite 208, Saratoga Springs, NY 12866 • United States
Waterford, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Schenectady | NY | 03/2008 | Present |
| City National Bank | Albany | NY | 12/2016 | Present |
(1) SCHENECTADY COUNTY COMMUNITY COLLEGE FOUNDATION; ADDRESS: 78 WASHINGTON AVE SCHENECTADY NY 12305; BUSINESS DESCRIPTION: PRIVATE FOUNDATION; NOT INVESTMENT RELATED; START DATE: 10/01/2016; CAPACITY: BOARD OF DIRECTORS; DUTIES: AMBASSADOR FOR THE FOUNDATION AND COMMUNITY; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-01 |
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