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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-03-06
  • MI RA
    APPROVED
    Since 2019-03-06

Branch Locations

555 Second Avenue Suite D-300, Collegeville, PA 19426 • United States

40950 Woodward Ave. Ste 200 [Satellite], Bloomfield Hills , MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northpointe Capital, Llc Troy MI 05/2002 02/2019
Wells Fargo Advisors Financial Network, Llc Troy MI 02/2019 Present
Previous Registrations
  • 2015-01-08 → 2019-04-29
    Northpointe Capital Llc
    Bloomfield Hills, MI
  • 2010-04-06 → 2014-12-31
    Northpointe Capital Llc
    Bloomfield Hills, MI
Other Businesses

PRINCETON HARRIMAN INSURANCE SOLUTIONS; INV RELATED; SARASOTA; FL; FINANCIAL ADVISOR; START: 12/01/2024; 8 HOURS A MONTH; 8 HOURS DURING TRADING; INSURANCE PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-30
  • S66 Uniform Combined State Law Examination
    2019-03-30
Designations
Other Names
  • Michael Finkelstein
  • Michael Paul Finkelstein

View on SEC IAPD

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