Keenan Walter

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-09-27

FL RA
APPROVED

Since 2018-09-27

Branch Locations

1 Town Center Rd, Boca Raton, FL 33486 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
E*Trade Securities Llc	Ft Lauderdale	FL	12/2014	09/2016
E*Trade Capital Management Llc	Ft Lauderdale	FL	12/2014	09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	10/2017	Present
Smmw Productions	Plantation	FL	10/2016	09/2017
Bank Of America, N.A.	Rolling Meadows	IL	10/2017	Present

12/2014 → 09/2016

E*Trade Securities Llc

Ft Lauderdale, FL
12/2014 → 09/2016

E*Trade Capital Management Llc

Ft Lauderdale, FL
10/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
10/2016 → 09/2017

Smmw Productions

Plantation, FL
10/2017 → Present

Bank Of America, N.A.

Rolling Meadows, IL

Previous Registrations

2010-01-29 → 2016-09-29

Harrisdirect Llc

Arlington, VA

Fort Lauderdale, FL

Other Businesses

I*404684 For profit or not for profit: Entity For Profit Name of outside business organization: Keenan Walter Investment related: N Address of business: Boca Raton, Florida, 33498 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 5/7/2018 Number of hours devoted: 12 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , ProfessionalmusicpianokeyboardorganperformancesinbothsoloandgroupformatsMyresponsibilitiesarelimitedtoperformanceonly

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-04-11

S66 Uniform Combined State Law Examination

2008-04-11

Other Names

Keenan Noel Walter

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