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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-12-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Washington | DC | 10/2007 | 11/2016 |
| Stifel Nicolaus & Co Inc | Bethesda | MD | 12/2016 | 12/2022 |
| Principal Life Insurance Company | Falls Church | VA | 12/2022 | 12/2023 |
| Principal Securities Inc | Falls Church | VA | 12/2022 | 12/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 12/2023 | Present |
| Unemployed | Falls Church | VA | 11/2016 | 12/2016 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2023 | Present |
| Geddes & Co | Fairfax | VA | 03/2024 | 02/2026 |
| Kinnect Advisors | Schaumburg | IL | 12/2023 | Present |
1.NAME OF OTHER BUSINESS: Kinnect Advisors INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 2) INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 02/22/2024 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; LIFE, HEALTH, DISABILITY, ANNUITIES, LTC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-18 |
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