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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-12-14
  • VA RA
    APPROVED
    Since 2023-12-14

Branch Locations

9695 Main Street Suite A, Fairfax, VA 22031 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Washington DC 10/2007 11/2016
Stifel Nicolaus & Co Inc Bethesda MD 12/2016 12/2022
Principal Life Insurance Company Falls Church VA 12/2022 12/2023
Principal Securities Inc Falls Church VA 12/2022 12/2023
Cetera Wealth Services, Llc El Segundo CA 12/2023 Present
Unemployed Falls Church VA 11/2016 12/2016
Cetera Investment Advisers Llc Schaumburg IL 12/2023 Present
Geddes & Co Fairfax VA 03/2024 02/2026
Kinnect Advisors Schaumburg IL 12/2023 Present
  • 10/2007 → 11/2016
    Merrill Lynch
    Washington, DC
  • 12/2016 → 12/2022
    Stifel Nicolaus & Co Inc
    Bethesda, MD
  • 12/2022 → 12/2023
    Principal Life Insurance Company
    Falls Church, VA
  • 12/2022 → 12/2023
    Falls Church, VA
  • 12/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 11/2016 → 12/2016
    Unemployed
    Falls Church, VA
  • 12/2023 → Present
    Schaumburg, IL
  • 03/2024 → 02/2026
    Geddes & Co
    Fairfax, VA
  • 12/2023 → Present
    Kinnect Advisors
    Schaumburg, IL
Previous Registrations
Other Businesses

1.NAME OF OTHER BUSINESS: Kinnect Advisors INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 2) INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 02/22/2024 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; LIFE, HEALTH, DISABILITY, ANNUITIES, LTC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-18
  • S66 Uniform Combined State Law Examination
    2008-02-18
Other Names
  • James Odonnell
  • James D O'DOnnell

View on SEC IAPD

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