Robert Tirrell

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2020-06-22

MA RA
APPROVED

Since 2020-06-22

Branch Locations

East Longmeadow, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Investments Distributor, Llc, Formerly Known As Ing Id, Llc	Windsor	CT	08/2011	04/2020
Voya Investment Management Co., Formerly Known As Ing Im Co	New York	NY	08/2011	04/2020
Voya Investment Management	Windsor	CT	06/2014	04/2020
Principal Funds Distributor	Chicago	IL	04/2020	Present
Principal Asset Management	Chicago	IL	05/2020	Present

08/2011 → 04/2020

Voya Investments Distributor, Llc, Formerly Known As Ing Id, Llc

Windsor, CT
08/2011 → 04/2020

Voya Investment Management Co., Formerly Known As Ing Im Co

New York, NY
06/2014 → 04/2020

Voya Investment Management

Windsor, CT
04/2020 → Present

Principal Funds Distributor

Chicago, IL
05/2020 → Present

Principal Asset Management

Chicago, IL

Previous Registrations

2011-08-31 → 2020-04-14

Voya Investment Management Co. Llc

New York, NY

East Longmeadow, MA

Other Businesses

1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) Town of East Longmeadow - Planning Committee Member. Attend monthly meetings after work hours to discuss growth and building in our town. 60 Center Square E Longmeadow, MA 01028. No compensation. Not investment related. 1-2 hrs per week, 0 hrs during trading. Effective 07/10/2023. 3) ABA - Book writing/Non-investment related/Co-Authoring a book on 529 Plans/Start Date: May 2018/Approximately 10 hours per month devoted to this business/0 hours during securities trading hours. 4) 529 Plans: What Every Investor Needs to Know - Co-Authoring a book on 529 Plans. 41 Evergreen Drive East Longmeadow, NJ 01028. 1 hrs per week, 0 hrs per week during trading. Effective 05/21/2018.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-03-16
S63	Uniform Securities Agent State Law Examination	2011-09-12

S66 Uniform Combined State Law Examination

2012-03-16
S63 Uniform Securities Agent State Law Examination

2011-09-12

Other Names

Robert Tirell Jr

View on SEC IAPD