Stephan David Zacharkiw

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-02-09
SC	RA	APPROVED	2009-06-10
DE	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2021-02-09
SC RA
APPROVED

Since 2009-06-10
DE RA
APPROVED

Since 2009-06-01

Branch Locations

850 Morrison Drive Suite 800, Charleston, SC 29403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Greenville	DE	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Greenville, DE
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2006-02-21 → 2009-06-01

Citigroup Global Markets Inc.

Greenville, DE

New York, NY

Greenville, DE
2000-09-05 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Greenville, DE

Other Businesses

17 State LLC; Investment related No; Charleston, SC; Investment property; Role/position/job title (proprietor, partner, officer, director, employee, trustee, agent); Jul/2018; During business hours: 0; After business hours: 0;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-01-15
S66	Uniform Combined State Law Examination	2000-08-17

S63 Uniform Securities Agent State Law Examination

2004-01-15
S66 Uniform Combined State Law Examination

2000-08-17

View on SEC IAPD