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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-08-21
WI RA APPROVED 2011-01-31
  • TX RA
    APPROVED_RES
    Since 2013-08-21
  • WI RA
    APPROVED
    Since 2011-01-31

Branch Locations

2775 S. Moorland Road - 3Rd Fl, New Berlin, WI 53151 • United States

S74W17042 Janesville Road, Muskego, WI 53150 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc New Berlin WI 01/2011 Present
Landmark Credit Union New Berlin WI 01/2011 Present
  • 01/2011 → Present
    New Berlin, WI
  • 01/2011 → Present
    Landmark Credit Union
    New Berlin, WI
Previous Registrations
  • 2010-05-11 → 2011-01-28
    Thiensville, WI
    West Allis, WI
    West Allis, WI
    Greendale, WI
    Germantown, WI
    Milwaukee, WI
    Milwaukee, WI
    Cudahy, WI
    Milwaukee, WI
    Oak Creek, WI
    Milwaukee, WI
    Thiensville, WI
    Milwaukee, WI
  • 2007-12-21 → 2010-04-12
    Brookfield, WI
Other Businesses

(1) 01/19/2011: LANDMARK INVESTMENT CENTER - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 05/11/2011: LANDMARK CREDIT UNION - INV REL - OUTSIDE/W-2 EMPLOYMENT - 100% OF TIME SPENT - LANDMARK INVESTMENT CENTER IS A PART OF LANDMARK CREDIT UNION WHO IS MY EMPLOYER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-20
  • S66 Uniform Combined State Law Examination
    2007-12-20
Other Names
  • Trent Santos

View on SEC IAPD

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