Trent Kealii Santos

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Lpl Financial Llc
  New Berlin, WI
• 01/2011 → Present
  Landmark Credit Union
  New Berlin, WI

Previous Registrations

• 2010-05-11 → 2011-01-28
  Pnc Wealth Management Llc
  Thiensville, WI
  West Allis, WI
  West Allis, WI
  Greendale, WI
  Germantown, WI
  Milwaukee, WI
  Milwaukee, WI
  Cudahy, WI
  Milwaukee, WI
  Oak Creek, WI
  Milwaukee, WI
  Thiensville, WI
  Milwaukee, WI
• 2007-12-21 → 2010-04-12
  Rbc Capital Markets, Llc
  Brookfield, WI

Other Businesses

(1) 01/19/2011: LANDMARK INVESTMENT CENTER - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 05/11/2011: LANDMARK CREDIT UNION - INV REL - OUTSIDE/W-2 EMPLOYMENT - 100% OF TIME SPENT - LANDMARK INVESTMENT CENTER IS A PART OF LANDMARK CREDIT UNION WHO IS MY EMPLOYER.

Exams

• S66 Uniform Combined State Law Examination
  2007-12-20

Other Names

• Trent Santos