Carl Anthony Hinds

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-08-20
TX	RA	APPROVED	2026-08-19

CA RA
APPROVED

Since 2026-08-20
TX RA
APPROVED

Since 2026-08-19

Branch Locations

1350 East Spruce Avenue, Suite 102, Fresno, CA 93720 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-02-05
CA	RA	APPROVED	2008-01-01

TX RA
APPROVED_RES

Since 2015-02-05
CA RA
APPROVED

Since 2008-01-01

Branch Locations

5250 North Palm Avenue Suite 111, Fresno, CA 93704-2226 • United States

Fresno, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Fresno	CA	03/2008	08/2026
Lpl Financial, Llc	Fresno	CA	08/2026	Present

03/2008 → 08/2026

Rbc Capital Markets Corporation

Fresno, CA
08/2026 → Present

Lpl Financial, Llc

Fresno, CA

Other Businesses

1. 08/2026 - Pennyroyal Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 8/19/2026 2. 08/2026- Pennyroyal Wealth Management - Non-Variable Insurance - Inv Related – 4 Hour(s)/Month – 4 Hour(s) During Trading – Fresno, CA, 93720 – OBA Start Date: 08/19/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-27

S66 Uniform Combined State Law Examination

2007-12-27

Other Names

Carl Hinds
Carl Anthony Hinds

View on SEC IAPD