Rosalind Moulas Taylor

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 12/2016
  Bank Of America N.A
  Charlotte, NC
• 10/2009 → 12/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 06/2020 → 01/2022
  First Citizens Investor Services
  Raleigh, NC
• 03/2020 → 01/2022
  First Citizens Bank
  Charlotte, NC
• 12/2016 → 03/2020
  Foundation For The Carolinas
  Charlotte, NC
• 01/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC

Previous Registrations

• 2021-02-24 → 2022-01-03
  First Citizens Investor Services, Inc.
  Charlotte, NC
• 2009-10-23 → 2016-12-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  Charlotte, NC
• 2008-06-02 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Charlotte, NC

Other Businesses

Robert B. Taylor III Foundation; 150 Huntley Place, Charlotte NC, 28207; A Private Foundation, a nonprofit that distribute funds to charities on an annual basis; Officer / Director; Began 10/06/2012; Duties include voting on the charitable organizations to distribute to; 1 hour/month, 0 hours during trading hours; No compensation is received; Non-Investment Related; Business is not a client of the Firm. I*: 2976272 Entity Type: Charitable Name of OBA: Dilworth Center Address: Charlotte, NC 28203 Investment Related: No Position, Title, Association: Committee member Employee Start Date: 10/10/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 1 hr mthly Duties: Cabinet Member for Capital Campaign

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-05-07
• S66 Uniform Combined State Law Examination
  2008-05-22

Designations

• Certified Financial Planner

Other Names

• Rosalind George Moulas
• Rosalind Moulas Watson
• Rosalind G Pappas
• Rosalind M Taylor
• Rosalind M Pappas