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Scott B Smith

Morgan Stanley

Atlanta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-23
GA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • GA RA
    APPROVED
    Since 2009-06-01

Branch Locations

5 Concourse Parkway Suite 2000, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Atlanta GA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Atlanta, GA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

*528835 - OFFROAD TRAINING & LOGISTICS LLC; Investment related: Yes; Sandy, Utah; Recreation, Consulting; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 11/2022; During business hours: 0; After business hours: 5; Other

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-11
  • S66 Uniform Combined State Law Examination
    2007-12-11
Other Names
  • Scott Smith

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